Raising capital for a start-up company can be nerve-wracking. Anyone who has…Read More
The SEC and the Chief Compliance Officer, 2013
Mary Jo White recently gave a speech before the National Society of…Read More
Taking It To A New Level — SEC Awards Whistleblower Unprecedented $14 Million
The Securities and Exchange Commission awarded more than $14 million to a…Read More
Proposed Disclosure Rules Will Not Delay Lifting of General Solicitation Ban
SEC Chair Mary Jo White recently confirmed that the SEC will not…Read More
Are DOL and SEC Fiduciary Rules Headed for a Collision?
Two federal government agencies are currently working to create new fiduciary rules…Read More
Will We See Crowdfunding Rules This Fall?
Mary Jo White said it. It’s on C-SPAN. Crowdfunding rules could finally…Read More