Earlier this year, the SEC’s Office of Compliance Inspections and Examinations (OCIE)…
Read MoreWhat is the Best Legal Structure for Your Start-Up?
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Some of the questions I get asked by my start-up clients are…
Read More3 Essential Tasks for Founders Starting a Venture
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As I’ve written before, the race to opening your new venture is…
Read MoreCountdown To Launching Your Business: Key Legal Safety Checks
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In this post I aim to give you an overview of some…
Read MoreProtecting Your Start-Up’s Assets: The Non-Disclosure Agreement
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For many start-ups, their greatest asset is a game-changing idea. To build…
Read MoreSelling Your Business: Acing Due Diligence
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You put your company up for sale, potential buyers are lining up.…
Read MoreTop Ten Things You Need to Know About the Advisers Act
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The Investment Advisers Act of 1940 (the Act) is the rulebook for…
Read MoreRegulation: The New Normal for Hedge Funds?
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By all accounts, hedge funds are having a great year. According to…
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