As I outlined in my last post, convertible notes are the most…
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Choosing the Right Seed Financing Instrument for Startups
When I advise startups or investors about structuring a seed-stage investment, I explain…
5 Things Every Private Company MUST Understand before Launching an Equity Incentive Plan
There is a point in the life of every start-up when it…
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Start-Ups and Entrepreneurs: Read This Before Going Through a Financing Round
Today’s topic surprises and shocks most of my start-up and entrepreneur clients…
Intellectual Property: Are You Set Up For Success?
One of my mantras when advising clients is to pay particular attention…
Selling Your Business: Acing Due Diligence
You put your company up for sale, potential buyers are lining up.…
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SEC Risk Alert: 5 Things Not to Do, Advisers!
Earlier this year, the SEC’s Office of Compliance Inspections and Examinations (OCIE)…
What is the Best Legal Structure for Your Start-Up?
Some of the questions I get asked by my start-up clients are…
SEC Exam Priorities 2017
This January, as with every January, the SEC’s Office of Compliance Inspections…
