Recently, I had the pleasure of brainstorming with a longstanding client whose…
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There is the time in the life of every company to turn…
Read MoreSEC Compliance for Startups — Read This Before any Capital Raise
Many start-ups need to raise capital to be able to produce the…
Read MoreAnatomy of Seed Stage Convertible Notes
As I outlined in my last post, convertible notes are the most…
Read MoreChoosing the Right Seed Financing Instrument for Startups
When I advise startups or investors about structuring a seed-stage investment, I explain…
Read MoreStart-Ups and Entrepreneurs: Read This Before Going Through a Financing Round
Today’s topic surprises and shocks most of my start-up and entrepreneur clients…
Read More5 Things Every Private Company MUST Understand before Launching an Equity Incentive Plan
There is a point in the life of every start-up when it…
Read MoreIntellectual Property: Are You Set Up For Success?
One of my mantras when advising clients is to pay particular attention…
Read MoreSEC Exam Priorities 2017
This January, as with every January, the SEC’s Office of Compliance Inspections…
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