As I outlined in my last post, convertible notes are the most…
Read MoreChoosing the Right Seed Financing Instrument for Startups
When I advise startups or investors about structuring a seed-stage investment, I explain…
Read MoreStart-Ups and Entrepreneurs: Read This Before Going Through a Financing Round
Today’s topic surprises and shocks most of my start-up and entrepreneur clients…
Read More5 Things Every Private Company MUST Understand before Launching an Equity Incentive Plan
There is a point in the life of every start-up when it…
Read MoreIntellectual Property: Are You Set Up For Success?
One of my mantras when advising clients is to pay particular attention…
Read MoreSEC Exam Priorities 2017
This January, as with every January, the SEC’s Office of Compliance Inspections…
Read More
The Advisor as Fiduciary, 2015, Vol. 2
This is my favorite topic. If you read my last post, you…
Read MoreA Few Thoughts on The Financial Advisor as Fiduciary, 2015
I was speaking at an event for hedge fund managers the other…
Read MoreYear In Review: Crowdfunding Round Up for 2013
Year in Review: Crowdfunding Round Up for 2013 It is the afternoon…
Read More