Friends and Family—A Good Funding Source?

It is tempting. It is difficult to raise funds from angels and…

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Protecting Your Start-Up’s Core Assets

In my series of posts with advice for start-ups, I think this…

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5 Tips for Entrepreneurs Raising Capital

Raising capital for a start-up company can be nerve-wracking. Anyone who has…

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Should Your Start-Up Use Crowdfunding?

Before you jump head-first into crowdfunding, it is important determine whether your…

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Making Sense of Your Options: Raising Capital In Private Offerings

Let’s say you have started/built this really great business that needs funding…

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Costs of Equity Crowdfunding: Are Companies in for Sticker Shock?

When the SEC‘s proposed new rules for Regulation Crowdfunding came out in…

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Mark Your Calendars for Your Annual Review

Before you even start reading this, go to Outlook or whatever calendar…

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SEC Issues Risk Alert: Advisers’ Due Diligence Processes for Selecting Alternative Investments

Whether or not 2014 will be the year of the alternative investments,…

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Mark Your Calendars: Key Compliance Dates for Advisers

It’s hard to believe that January is almost over and 2013 just…

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Setting the Stage for 2014: SEC Announces Exam Priorities

Pay attention to this one.  Earlier this month, the SEC Office of…

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