Start-Ups: Get Your Pre-nup

Get Your Pre-Nup

Two or more people decide to launch a new business, and this…

Read More

Countdown To Launching Your Business: Key Legal Safety Checks

Countdown To Launching Your Business

In this post I aim to give you an overview of some…

Read More

Friends and Family—A Good Funding Source?

It is tempting. It is difficult to raise funds from angels and…

Read More

Year in Review: SEC Round Up for 2013

I love taking stock of the highlights of a year as it…

Read More

The NYT Dealbook Conference 2013: Opportunities for Tomorrow

The New York Times Dealbook Conference was one of the most inspiring…

Read More

Three Steps to an Effective Whistleblower Program

Everyone should have one. If you need more convincing, please read my…

Read More

Taking It To A New Level — SEC Awards Whistleblower Unprecedented $14 Million

The Securities and Exchange Commission awarded more than $14 million to a…

Read More

What Are the Hallmarks of a Strong Compliance Program?

I thought it would be interesting to hear it from the horse’s…

Read More

Stop the Abuse—Elder Fraud Prevention and Privacy Laws

Several financial regulators, including the SEC, the CFTC, the FTC and the…

Read More