Intellectual Property: Are You Set Up For Success?

Intellectual Property

One of my mantras when advising clients is to pay particular attention…

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Protecting Your Start-Up’s Assets: The Non-Disclosure Agreement

For many start-ups, their greatest asset is a game-changing idea. To build…

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Selling Your Business: Acing Due Diligence

You put your company up for sale, potential buyers are lining up.…

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SEC Proposes Regulation A+ For Small Businesses

With all eyes focused on the lifting on the ban on solicitation…

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Open for Comment: FINRA’s Funding Portal Rules

With all the noise about the proposed set of rules for crowdfunding…

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SEC Issues Guidance on General Solicitation Rules

On November 13, the SEC released Compliance and Disclosure Interpretations (“C&DIs”) for…

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SAC Capital, Insider Trading and the Southern District

It would be old news already if the case had not garnered…

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SEC Examinations Targeting Advisers Who Are Still Waiting for Godot

I have worked with a number of advisers who have never ever…

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The NYT Dealbook Conference 2013: Opportunities for Tomorrow

The New York Times Dealbook Conference was one of the most inspiring…

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Three Steps to an Effective Whistleblower Program

Everyone should have one. If you need more convincing, please read my…

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