One of my mantras when advising clients is to pay particular attention…
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For many start-ups, their greatest asset is a game-changing idea. To build…
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You put your company up for sale, potential buyers are lining up.…
Read MoreSEC Proposes Regulation A+ For Small Businesses
With all eyes focused on the lifting on the ban on solicitation…
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With all the noise about the proposed set of rules for crowdfunding…
Read MoreSEC Issues Guidance on General Solicitation Rules
On November 13, the SEC released Compliance and Disclosure Interpretations (“C&DIs”) for…
Read MoreSAC Capital, Insider Trading and the Southern District
It would be old news already if the case had not garnered…
Read MoreSEC Examinations Targeting Advisers Who Are Still Waiting for Godot
I have worked with a number of advisers who have never ever…
Read MoreThe NYT Dealbook Conference 2013: Opportunities for Tomorrow
The New York Times Dealbook Conference was one of the most inspiring…
Read MoreThree Steps to an Effective Whistleblower Program
Everyone should have one. If you need more convincing, please read my…
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