Selling Your Business: Acing Due Diligence

You put your company up for sale, potential buyers are lining up.…

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Top Ten Things You Need to Know About the Advisers Act

The Investment Advisers Act of 1940 (the Act) is the rulebook for…

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Regulation: The New Normal for Hedge Funds?

By all accounts, hedge funds are having a great year. According to…

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Friends and Family—A Good Funding Source?

It is tempting. It is difficult to raise funds from angels and…

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Making Sense of Your Options: Raising Capital In Private Offerings

Let’s say you have started/built this really great business that needs funding…

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Costs of Equity Crowdfunding: Are Companies in for Sticker Shock?

When the SEC‘s proposed new rules for Regulation Crowdfunding came out in…

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Mark Your Calendars for Your Annual Review

Before you even start reading this, go to Outlook or whatever calendar…

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SEC Issues Risk Alert: Advisers’ Due Diligence Processes for Selecting Alternative Investments

Whether or not 2014 will be the year of the alternative investments,…

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Mark Your Calendars: Key Compliance Dates for Advisers

It’s hard to believe that January is almost over and 2013 just…

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Setting the Stage for 2014: SEC Announces Exam Priorities

Pay attention to this one.  Earlier this month, the SEC Office of…

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