Newly registered advisers to hedge funds and private equity funds are now…
Read MoreWe’ve Registered Our Hedge Fund or Private Fund…Now What?
The oversight of the Securities and Exchange Commission (SEC) now extends to…
Read MoreKeeping It in the Family: A Closer Look at the Registration Requirements for Family Offices
As we have previously discussed on this blog, the Securities and Exchange…
Read MoreWhat Are They Looking For? The SEC’s Top Priorities For Advisory Firms
It is clear that investment advisers are facing increased scrutiny by the…
Read MoreTime to Brush Up Your Writing Skills: Brochure Requirements for Newly Registered Advisers
As part of their new obligations under the Advisers Act, newly registered…
Read MoreDo Your Clients Still Qualify? SEC Tighten Rules on Investment Advisory Performance Fees
The Securities and Exchange Commission has announced that it is tightening its…
Read MoreTime to Get a New Filing Cabinet? Record Keeping Obligations for Newly Registered Advisers
As we have been discussing on this blog, many advisers to private…
Read MoreHave You Marked Your Calendars? Important Compliance Dates for the Remainder of 2012
Big changes are in store for investment advisers over the next few…
Read MoreAdvisers to Private Equity and Hedge Funds: Have You Created a Code of Ethics?
As we have been discussing on this blog, under the new rules,…
Read MoreDid You Hear? New Wave of SEC Enforcement Will Target Advisers
The word on the street is that the Securities and Exchange Commission…
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