Recent fraud charges against a New Jersey hedge fund are making the…
Read MoreNew Hedge Fund Advertising Rules Due This Summer
The Securities and Exchange Commission (SEC) did not meet the July 4…
Read MoreSEC Focused on Fees: Tips for Newly Registered Advisers
The SEC is really driving it home these days—registered advisers should pay…
Read MoreYou Snooze, You Lose? Mid-Sized Advisers Could Face Deregistration
Mid-sized advisers that are no longer eligible for SEC registration were required…
Read MoreHedge Fund in Trouble With SEC for Misleading Investors About Having “Skin in the Game”
The Securities and Exchange Commission (SEC) has settled charges against a hedge…
Read MoreAre You Ready? SEC Outlines Enforcement Strategy for Newly Registered Advisers
The Securities and Exchange Commission (SEC) is in the process of identifying…
Read MoreDo You Fit the Profile? SEC Releases More Data on Newly Registered Private Equity Funds
The Securities and Exchange Commission (SEC) recently released additional data regarding newly…
Read MoreGet Out the Shovel: SEC Digging Into New Hedge Fund Data
The Securities and Exchange Commission (SEC) has started to comb through the…
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