This January, as with every January, the SEC’s Office of Compliance Inspections…
Read More3 Essential Tasks for Founders Starting a Venture
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As I’ve written before, the race to opening your new venture is…
Read MoreCountdown To Launching Your Business: Key Legal Safety Checks
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In this post I aim to give you an overview of some…
Read MoreThe Advisor as Fiduciary, 2015, Vol. 2
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This is my favorite topic. If you read my last post, you…
Read MoreA Few Thoughts on The Financial Advisor as Fiduciary, 2015
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I was speaking at an event for hedge fund managers the other…
Read MoreProtecting Your Start-Up’s Assets: The Non-Disclosure Agreement
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For many start-ups, their greatest asset is a game-changing idea. To build…
Read MoreSelling Your Business: Acing Due Diligence
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You put your company up for sale, potential buyers are lining up.…
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