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The Ultimate Guide to the Advisers Act: A Practitioner’s Handbook

PRESS RELEASE - NEW YORK, NY, January 13, 2015

"The Ultimate Guide to the Advisers Act: A Practitioner’s Handbook" gives investment advisers a clear look at the Advisers Act.

Eckerle Law founder releases a practical, plain-English guide for the day-to-day practitioner on how to comply with regulations imposed by the Investment Advisers Act in the post Dodd-Frank era.

FINANCIAL ADVISERS

Cyber-Attacks, and the Seven Steps to Protect Your Advisory Business

Cyber-Attacks, and the Seven Steps to Protect Your Advisory Business Against Them

It sounds futuristic, or like CSI: Cyber, a sci-fi world of white hat/ black hat hackers, and of constant threats to national security and the financial markets…

FINANCIAL ADVISERS

The Advisor as Fiduciary, 2015, Vol. 2

The Advisor as Fiduciary, 2015, Vol. 2

This is my favorite topic. If you read my last post, you understand why I believe that acting in the spirit of "fiduciary" sets every advisory firm…

FINANCIAL ADVISERS

A Few Thoughts on The Financial Advisor as Fiduciary, 2015

A Few Thoughts on The Financial Advisor as Fiduciary, 2015

I was speaking at an event for hedge fund managers the other day to introduce my new book, the Ultimate Guide to The Investment Advisers Act, a…

THE BOOK

Make compliance an asset.

Read my practical guide for all your day-to-day compliance needs.

www.amazon.com

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ENTREPRENEURS

due-diligence

Selling Your Business: Acing Due Diligence

You put your company up for sale, potential buyers are lining up.  What then follows is the inevitable: The due diligence process, in which the buyer kicks…

ENTREPRENEURS

family-friends

Friends and Family—A Good Funding Source?

It is tempting. It is difficult to raise funds from angels and VCs, especially when most of what you have is just an idea. I get it. …

ENTREPRENEURS

raising-capital

5 Tips for Entrepreneurs Raising Capital

Raising capital for a start-up company can be nerve-wracking. Anyone who has ever bootstrapped a venture knows that looking for outside money lifts your endeavor  an entirely…

NEWS & TRENDS

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START-UPS

protect-assets

Protecting Your Start-Up’s Assets: The Non-Disclosure Agreement

For many start-ups, their greatest asset is a game-changing idea. To build the idea into a successful business, they will invariably need to share it with potential…

START-UPS

protect-startups

Protecting Your Start-Up’s Core Assets

In my series of posts with advice for start-ups, I think this is the most important one.  It is about protecting the heart of your business, i.e….

START-UPS

What Is the Best Legal Structure for Your Start-Up?

What Is the Best Legal Structure for Your Start-Up?

The questions that invariably come up for all my start-up clients is: Do I have to form a legal entity, if yes, what kind and why? Entrepreneurs…

START-UPS

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Should Your Start-Up Use Crowdfunding?

Before you jump head-first into crowdfunding, it is important determine whether your start-up business is ready to tackle a crowdfund campaign to reach your funding goal. Below…

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