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The Ultimate Guide to the Advisers Act: A Practitioner’s Handbook

PRESS RELEASE - NEW YORK, NY, January 13, 2015

"The Ultimate Guide to the Advisers Act: A Practitioner’s Handbook" gives investment advisers a clear look at the Advisers Act.

Eckerle Law founder releases a practical, plain-English guide for the day-to-day practitioner on how to comply with regulations imposed by the Investment Advisers Act in the post Dodd-Frank era.

START-UPS

Get Your Pre-Nup

Start-Ups: Get Your Pre-nup

Two or more people decide to launch a new business, and this is how it typically goes down regarding the relationship between them: "We have known each…

START-UPS

Founders Starting a Venture

3 Essential Tasks for Founders Starting a Venture

As I’ve written before, the race to opening your new venture is characterized by expansive enthusiasm—but that doesn’t make having important legal safeguards any less important. Unfortunately,…

START-UPS

Countdown To Launching Your Business

Countdown To Launching Your Business: Key Legal Safety Checks

In this post I aim to give you an overview of some important steps on the road to protecting and growing your company’s true value. Not all…

THE BOOK

Make compliance an asset.

Read my practical guide for all your day-to-day compliance needs.

www.amazon.com

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ENTREPRENEURS

Selling Your Business: Acing Due Diligence

You put your company up for sale, potential buyers are lining up.  What then follows is the inevitable: The due diligence process, in which the buyer kicks…

ENTREPRENEURS

Friends and Family—A Good Funding Source?

It is tempting. It is difficult to raise funds from angels and VCs, especially when most of what you have is just an idea. I get it. …

ENTREPRENEURS

5 Tips for Entrepreneurs Raising Capital

Raising capital for a start-up company can be nerve-wracking. Anyone who has ever bootstrapped a venture knows that looking for outside money lifts your endeavor  an entirely…

NEWS & TRENDS

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FINANCIAL ADVISERS

SEC Exam Priorities 2017

SEC Exam Priorities 2017

This January, as with every January, the SEC’s Office of Compliance Inspections and Examinations (OCIE) published its examination priorities for investment advisors for the year, many of…

FINANCIAL ADVISERS

Cyber-Attacks, and the Seven Steps to Protect Your Advisory Business

Cyber-Attacks, and the Seven Steps to Protect Your Advisory Business Against Them

It sounds futuristic, or like CSI: Cyber, a sci-fi world of white hat/ black hat hackers, and of constant threats to national security and the financial markets…

FINANCIAL ADVISERS

The Advisor as Fiduciary, 2015, Vol. 2

This is my favorite topic. If you read my last post, you understand why I believe that acting in the spirit of "fiduciary" sets every advisory firm…

FINANCIAL ADVISERS

A Few Thoughts on The Financial Advisor as Fiduciary, 2015

A Few Thoughts on The Financial Advisor as Fiduciary, 2015

I was speaking at an event for hedge fund managers the other day to introduce my new book, the Ultimate Guide to The Investment Advisers Act, a…

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