Finding A Way.

New Rules for Investment Advisers: Are You Ready to File the New Form ADV?

Many advisers will be registering with the Securities and Exchange Commission for the first time in the coming months. Therefore, it is important to fully understand your...

New Rules for Investment Advisers: Are You Exempt from Registration?

For many years, advisers to private funds have been able to avoid registering with the Securities and Exchange Commission because of an exemption that applies to advisers...

New Rules for Hedge and Private Equity Funds: Are You Prepared?

This summer, the Securities and Exchange Commission adopted new rules that require advisers to hedge funds and private equity funds to register with the SEC. For many...

Client Alert: Performance Fees Standard Heightened

New Qualified Client Standards Take Effect on September 19 The Investment Advisers Act of 1940 allows an investment adviser to charge a client performance fees only if...

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